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2018 SEC Rules of Practice

2018 SEC Rules of Practice

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2018 SEC Rules of Practice and Rules on Fair Fund and Disgorgement

Plans by the Securities and Exchange Commission was UPDATED 6/28/2018.


Includes the "Rules of Practice Governing Disapproval Proceedings for SRO Proposed Rule

Change Filings" at the back of the book, as well as Technical Amendments Release No. 34–63723 and

Release No. 34-83325.

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Get the eBook FREE thru the Amazon Matchbook Program when you buy the Paperback.  The eBook has HYPERLINKS. Book is printed 8 1/2 by 11 inches. 

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SEC Regulation S-X Financial Statement of Public Companies

SEC Regulation S-X

Financial Statement of Public Companies

Regulation S-X is a prescribed regulation in the United States of America that lays out the specific form and content of financial reports, specifically the financial statements of public companies. Also known as the “FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975.” Regulation S-X and the Financial Reporting Releases set forth the form and content of and requirements for financial statements required to be filed as a part of a registration statements under the Securities Act of 1933. Regulation S-X extends the meaning of the term 'financial statements' to include all notes to the statements and all related schedules. Regulation S-X is closely related to Regulation S-K, which lays out reporting requirements for various SEC filings and registrations used by public companies.

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Sets forth the form and content of and requirements for financial statements.   Printed 8 1/2 by 11 inches. 

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SEC Regulation S-K Standard Instructions for Filing Forms

SEC Regulation S-K

Standard Instructions for Filing Forms

Regulation S-K is also known as” Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975” and it is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Regulation S-K is closely related to Regulation S-X, which lays out lays out the specific form and content of financial reports, specifically the financial statements of public companies.

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SEC Regulation S-K Standard Instructions for Filing Forms - Printed 8 1/2 by 11 inches.

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SEC Regulation S-T General Rules and Regulations for Electronic Filings

SEC Regulation S-T

General Rules and Regulations for Electronic Filings

Also known as the “GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS.” Regulation S-T describes the rules and procedures for the Securities and Exchange Commission’s (SEC) Electronic Data Gathering, Analysis and Retrieval (EDGAR) system used by domestic registrants, foreign private issuers and foreign governments to submit reports, schedules, forms and other filings electronically to the SEC. Regulation S-T is closely related to Regulation S-K, which lays out reporting requirements for various SEC filings and registrations used by public companies.

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SEC Regulation S-T General Rules and Regulations for Electronic Filings -  Printed 8 1/2 by 11 inches. 

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SEC Edgar Filer Manual

SEC Edgar Filer Manual

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This book is printed in 3 Volumes - it's that big.

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SEC Edgar Filer Manual - Get the eBook FREE when you buy the Paperback -  Printed 8 1/2 by 11 inches.  

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SEC Financial Reporting Manual

SEC Financial Reporting Manual

Additional Information

 

This PRINT REPLICA of the SEC Financial Reporting Manual by the  Division of Corporation Finance of the Securities and Exchange Commission was UPDATED 12/01/2017.

This Manual was originally prepared by the staff of the Division of Corporation Finance to serve as internal guidance. In 2008, in an effort to increase transparency of informal staff interpretations, the Division posted a version of the Manual to its website. Because of its informal nature, the Manual does not necessarily contain a discussion of all material considerations necessary to reach an accounting or disclosure conclusion.

Such conclusions about a particular transaction are very fact dependent and require careful analysis of the transaction and of the relevant authoritative accounting literature and Commission requirements. Am pretty sure the SEC will update this again at the end of this year based on the response to the request for comments on the proposed new rules on Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds dated JUNE 28, 2018. 

When that happens, we will publish the latest update. Please check back.

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Will update soon as new vwersion is released.

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